---
title: "Focus Universal Raises $4 Million in Private Placement; Signs Purchase, Registration and Placement Agent Pacts"
type: "News"
locale: "en"
url: "https://longbridge.com/en/news/282391735.md"
description: "Focus Universal has successfully raised $4 million through a private placement of Common Units, priced in accordance with Nasdaq rules. The deal includes a Securities Purchase Agreement with a private accredited investor, comprising one share (or a pre-funded warrant) and two exercisable warrants at $3.33, expiring in 24 and 60 months. The company also signed a Registration Rights Agreement to file a resale registration within 15 days and engaged Aegis Capital as the placement agent, paying a 7% commission. This financing aims to enhance liquidity and support corporate initiatives."
datetime: "2026-04-10T21:33:00.000Z"
locales:
  - [zh-CN](https://longbridge.com/zh-CN/news/282391735.md)
  - [en](https://longbridge.com/en/news/282391735.md)
  - [zh-HK](https://longbridge.com/zh-HK/news/282391735.md)
---

# Focus Universal Raises $4 Million in Private Placement; Signs Purchase, Registration and Placement Agent Pacts

Focus Universal completed a $4.0 million private placement of Common Units priced at the market under Nasdaq rules, executing a Securities Purchase Agreement with a private accredited investor. Each unit includes one share (or a pre-funded warrant) and two immediately exercisable warrants with $3.33 exercise prices expiring in 24 and 60 months. The company also entered into a Registration Rights Agreement requiring it to file a resale registration within 15 days of closing. Additionally, Focus Universal engaged Aegis Capital as sole placement agent on a best-efforts basis, paying a 7% commission and reimbursing certain expenses. Management expects the financing to strengthen liquidity and support corporate initiatives.

**Agreement 1: Focus Universal Raises $4 Million in Private Placement Via Securities Purchase Agreement**

-   **Agreement type**: $4.0 million Securities Purchase Agreement for units with warrants
-   **Counterparty**: Private Accredited Investor
-   **Signed / Effective**: Apr 06 2026 / Apr 06 2026
-   **Duration / Termination**: N/A
-   **Reason**: Raise growth capital and enhance liquidity

**Agreement 2: Focus Universal Grants Registration Rights to Investor Following $4 Million Placement**

-   **Agreement type**: Registration Rights Agreement covering resale of underlying securities
-   **Counterparty**: Private Accredited Investor
-   **Signed / Effective**: Apr 06 2026 / Apr 06 2026
-   **Duration / Termination**: N/A
-   **Reason**: Enable resale registration for investor

**Agreement 3: Focus Universal Engages Aegis as Placement Agent for $4 Million Financing**

-   **Agreement type**: Placement Agent Agreement for private placement
-   **Counterparty**: Aegis Capital
-   **Signed / Effective**: Apr 06 2026 / Apr 06 2026
-   **Duration / Termination**: Transaction-specific
-   **Reason**: Facilitate execution and distribution of the financing

Original SEC Filing: FOCUS UNIVERSAL INC. \[ FCUV \] - 8-K - Apr. 10, 2026

**Disclaimer**

This is an AI-powered summary. It may contain inaccuracies. Consider verifying important information with the source. Please note this summary is solely based on documents filed with the SEC.

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