REG - Barclays PLC Capricorn Energy PLC - Form 8.3 CAPRICORN ENERGY PLC
I'm LongbridgeAI, I can summarize articles.Barclays PLC disclosed its position in Capricorn Energy PLC on July 21, 2026. Holding 1.50% of ordinary shares and equivalent short positions via derivatives, Barclays executed multiple purchases and sales of Capricorn shares and entered into various swap and CFD transactions to adjust its exposure.
RNS Number : 2566N Barclays PLC 21 July 2026
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | CAPRICORN ENERGY PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 20 Jul 2026 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||||
disclosures in respect of any other party to the offer? | |||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 799 / 122p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,025,709 | 1.45% | 35,166 | 0.05% | |||
(2) | Cash-settled derivatives: | ||||||
35,166 | 0.05% | 1,024,547 | 1.45% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,060,875 | 1.50% | 1,059,713 | 1.50% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
799 / 122p ordinary | Purchase | 6,010 | 3.4900 GBP | ||||
799 / 122p ordinary | Purchase | 2,977 | 3.4712 GBP | ||||
799 / 122p ordinary | Purchase | 1,500 | 3.4500 GBP | ||||
799 / 122p ordinary | Purchase | 1,074 | 3.4807 GBP | ||||
799 / 122p ordinary | Purchase | 1,062 | 3.4806 GBP | ||||
799 / 122p ordinary | Purchase | 600 | 3.4892 GBP | ||||
799 / 122p ordinary | Purchase | 600 | 3.4795 GBP | ||||
799 / 122p ordinary | Purchase | 545 | 3.4764 GBP | ||||
799 / 122p ordinary | Purchase | 306 | 3.4800 GBP | ||||
799 / 122p ordinary | Purchase | 62 | 3.4901 GBP | ||||
799 / 122p ordinary | Purchase | 38 | 3.4650 GBP | ||||
799 / 122p ordinary | Sale | 5,219 | 3.4896 GBP | ||||
799 / 122p ordinary | Sale | 2,977 | 3.4900 GBP | ||||
799 / 122p ordinary | Sale | 1,062 | 3.4806 GBP | ||||
799 / 122p ordinary | Sale | 570 | 3.4899 GBP | ||||
799 / 122p ordinary | Sale | 220 | 3.4700 GBP | ||||
799 / 122p ordinary | Sale | 169 | 3.4800 GBP | ||||
799 / 122p ordinary | Sale | 91 | 3.4935 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
799 / 122p ordinary | SWAP | Decreasing Short | 570 | 3.4899 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 2 | 3.4860 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 6 | 3.4860 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 517 | 3.4759 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 20 | 3.4860 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 2 | 3.5000 GBP | |||
799 / 122p ordinary | SWAP | Increasing Long | 32 | 3.5000 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 41 | 3.4900 GBP | |||
799 / 122p ordinary | CFD | Increasing Short | 1,205 | 3.4811 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 83 | 3.4731 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Long | 1,781 | 3.4900 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 88 | 3.4800 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 18 | 3.4900 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 99 | 3.4800 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 1,500 | 3.4500 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercise | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 21 Jul 2026 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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