---
title: "高盛因未能正确报告数十亿美元的交易而被罚款"
description: "高盛因未能正确报告数十亿笔交易而被罚款"
type: "news"
locale: "zh-CN"
url: "https://longbridge.com/zh-CN/news/240187944.md"
published_at: "2025-05-14T13:33:51.000Z"
---

# 高盛因未能正确报告数十亿美元的交易而被罚款

> 高盛因未能正确报告数十亿笔交易而被罚款

纽约（路透社）- 高盛将支付 145 万美元的民事罚款，以解决美国监管机构对这家华尔街银行未能准确报告数十亿股市交易数据的指控。

金融业监管局周二在一份同意令中表示，高盛的编码错误导致向中央审计追踪系统（CAT Central Repository）不准确地报告了 366 亿笔交易，该系统帮助监管机构监控市场。

CAT 是 “综合审计追踪” 的缩写。

金融业监管局还表示，技术故障导致高盛在 2021 年 10 月和 11 月不准确地准备了 9080 万份订单备忘录，报告了 690 万笔交易，并发出了超过 372,000 份交易确认。该局表示，这一故障还导致高盛报告了 98,322 笔不应报告的交易。

该和解还涉及被指控的监管失误。

高盛在同意和解时并未承认或否认不当行为。周三它没有立即对此作出评论。

（纽约记者 Jonathan Stempel 报道；编辑 Mark Porter）

### Related Stocks

- [GS.US - 高盛](https://longbridge.com/zh-CN/quote/GS.US.md)

## Related News & Research

| Title | Description | URL |
|-------|-------------|-----|
| Goldman Sachs could soon jump into booming prediction markets, CEO David Solomon says | Goldman Sachs could soon jump into booming prediction markets, CEO David Solomon says | [Link](https://longbridge.com/zh-CN/news/272856608.md) |
| Struyven: Very Focused on Actual Disruptions to Oil Supply | Oil touched the highest level since November after US President Donald Trump said he is imposing a 25% tariff on goods f | [Link](https://longbridge.com/zh-CN/news/272411848.md) |
| NEOS Investment Management LLC Reduces Stock Position in Crinetics Pharmaceuticals, Inc. $CRNX | NEOS Investment Management LLC has reduced its stake in Crinetics Pharmaceuticals, Inc. (NASDAQ:CRNX) by 61.6% in Q3, no | [Link](https://longbridge.com/zh-CN/news/276532688.md) |
| Lansforsakringar Fondforvaltning AB publ Buys 44,606 Shares of Intel Corporation $INTC | Lansforsakringar Fondforvaltning AB publ increased its stake in Intel Corporation by 4.7% in Q3, acquiring an additional | [Link](https://longbridge.com/zh-CN/news/276534155.md) |
| Salesforce Inc. $CRM Shares Purchased by Hillsdale Investment Management Inc. | Hillsdale Investment Management Inc. increased its stake in Salesforce Inc. (NYSE:CRM) by 125.2% in Q3, owning 22,539 sh | [Link](https://longbridge.com/zh-CN/news/276533306.md) |

---

> **免责声明**：本文内容仅供参考，不构成任何投资建议。