---
title: "Canaccord Genuity 已完成此前美国监管事务的和解"
type: "News"
locale: "zh-CN"
url: "https://longbridge.com/zh-CN/news/278148743.md"
description: "Canaccord Genuity Group Inc. 宣布其美国子公司已与美国监管机构达成和解，金额为 8000 万美元，其中 500 万美元在审查期间暂缓支付。此次和解解决了所有先前披露的执法行动。目前，Canaccord Genuity 的股票在多伦多交易所的交易价格为 12.82 加元，下降了 1.38%"
datetime: "2026-03-06T18:05:26.000Z"
locales:
  - [zh-CN](https://longbridge.com/zh-CN/news/278148743.md)
  - [en](https://longbridge.com/en/news/278148743.md)
  - [zh-HK](https://longbridge.com/zh-HK/news/278148743.md)
---

# Canaccord Genuity 已完成此前美国监管事务的和解

(RTTNews) - Canaccord Genuity Group Inc. (CF.TO), Friday announced its U.S. broker-dealer subsidiary, Canaccord Genuity LLC, has entered into final settlement agreements with the U.S. Securities and Exchange Commission, the Financial Industry Regulatory Authority, and the Financial Crimes Enforcement Network.

Of the total settlement amount of $80 million, $5 million is suspended pending the delivery of a satisfactory suspicious activity reporting lookback review pursuant to the terms of the FinCEN Consent Order.

The settlements were reached following constructive dialogue with the regulators, resolving all previously disclosed enforcement actions related to these matters.

Currently, CF is trading at C$12.82, down 1.38 percent on the Toronto Exchange.

The views and opinions expressed herein are the views and opinions of the author and do not necessarily reflect those of Nasdaq, Inc.

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