---
title: "Canaccord Genuity 已完成此前美國監管事務的和解"
type: "News"
locale: "zh-HK"
url: "https://longbridge.com/zh-HK/news/278148743.md"
description: "Canaccord Genuity Group Inc. 宣佈其美國子公司已與美國監管機構達成和解，金額為 8000 萬美元，其中 500 萬美元在審查期間暫緩支付。此次和解解決了所有先前披露的執法行動。目前，Canaccord Genuity 的股票在多倫多交易所的交易價格為 12.82 加元，下降了 1.38%"
datetime: "2026-03-06T18:05:26.000Z"
locales:
  - [zh-CN](https://longbridge.com/zh-CN/news/278148743.md)
  - [en](https://longbridge.com/en/news/278148743.md)
  - [zh-HK](https://longbridge.com/zh-HK/news/278148743.md)
---

# Canaccord Genuity 已完成此前美國監管事務的和解

(RTTNews) - Canaccord Genuity Group Inc. (CF.TO), Friday announced its U.S. broker-dealer subsidiary, Canaccord Genuity LLC, has entered into final settlement agreements with the U.S. Securities and Exchange Commission, the Financial Industry Regulatory Authority, and the Financial Crimes Enforcement Network.

Of the total settlement amount of $80 million, $5 million is suspended pending the delivery of a satisfactory suspicious activity reporting lookback review pursuant to the terms of the FinCEN Consent Order.

The settlements were reached following constructive dialogue with the regulators, resolving all previously disclosed enforcement actions related to these matters.

Currently, CF is trading at C$12.82, down 1.38 percent on the Toronto Exchange.

The views and opinions expressed herein are the views and opinions of the author and do not necessarily reflect those of Nasdaq, Inc.

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