---
title: "China's Citic, Guotai Junan to boost compliance staffing in Hong Kong after raid"
type: "News"
locale: "zh-HK"
url: "https://longbridge.com/zh-HK/news/281142272.md"
description: "Citic CLSA and Guotai Junan International are increasing their legal and compliance staff in Hong Kong following a regulatory probe into insider trading. The firms are hiring to bolster compliance amid heightened scrutiny of fundraising activities. Citic CLSA plans to add at least three compliance staff, while Guotai Junan is seeking a senior compliance manager. The regulatory crackdown has intensified pressure on investment banks to enhance due diligence and internal controls. Both firms are responding to the investigation that led to the questioning of several staff members, including senior executives."
datetime: "2026-03-31T07:25:32.000Z"
locales:
  - [zh-CN](https://longbridge.com/zh-CN/news/281142272.md)
  - [en](https://longbridge.com/en/news/281142272.md)
  - [zh-HK](https://longbridge.com/zh-HK/news/281142272.md)
---

> 支持的語言: [简体中文](https://longbridge.com/zh-CN/news/281142272.md) | [English](https://longbridge.com/en/news/281142272.md)


# China's Citic, Guotai Junan to boost compliance staffing in Hong Kong after raid

China's Citic, Guotai Junan to boost compliance staffing in Hong Kong after raid

### 相關股票

- [GUOTAI JUNAN I (01788.HK)](https://longbridge.com/zh-HK/quote/01788.HK.md)
- [CITIC (00267.HK)](https://longbridge.com/zh-HK/quote/00267.HK.md)
- [CITIC Securities Co., Ltd. (600030.CN)](https://longbridge.com/zh-HK/quote/600030.CN.md)
- [GTHT (02611.HK)](https://longbridge.com/zh-HK/quote/02611.HK.md)
- [CITIC SEC (06030.HK)](https://longbridge.com/zh-HK/quote/06030.HK.md)

## 相關資訊與研究

- [CITIC Issues Supplemental Note Clarifying Status of 2024–2025 Financial Results](https://longbridge.com/zh-HK/news/280776066.md)
- [Citic Securities says Hong Kong unit's operation normal](https://longbridge.com/zh-HK/news/278880747.md)
- [CLSA Sticks to Their Buy Rating for China Merchants Bank Co (CIHHF)](https://longbridge.com/zh-HK/news/281093865.md)
- [China CITIC Financial AMC Publishes Audited 2025 Results and Sets Timeline for Full Annual Report](https://longbridge.com/zh-HK/news/281057174.md)
- [Guotai Junan International's Profit Soars 287% in 2025](https://longbridge.com/zh-HK/news/280444271.md)