REG - Walleye Capital LLC American Axle & Mfg. - Form 8.3 - American Axle Manufacturing Hldg Inc

RNS Number : 3110W Walleye Capital LLC 21 August 2025 FORM 8.3PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BYA PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORERule 8.3 of the Takeover Code (the "Code")1. KEY INFORMATION(a) Full name of discloser:Walleye Capital LLC(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.N/A(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offereeAmerican Axle & Manufacturing Holdings, Inc.(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:N/A(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure20/08/2025(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A"No2. POSITIONS OF THE PERSON MAKING THE DISCLOSUREIf there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)Class of relevant security:ISIN US0240611030USD 0.01 commonInterestsShort positionsNumber%Number%(1) Relevant securities owned and/or controlled:728,2490.6216,8550.01(2) Cash-settled derivatives:523,3820.45(3) Stock-settled derivatives (including options) and agreements to purchase/sell:75,2000.06399,3000.34 TOTAL:1,326,8311.13416,1550.35All interests and all short positions should be disclosed.Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).(b) Rights to subscribe for new securities (including directors' and other employee options)Class of relevant security in relation to which subscription right exists:Details, including nature of the rights concerned and relevant percentages:3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSUREWhere there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.The currency of all prices and other monetary amounts should be stated.(a) Purchases and salesClass of relevant securityPurchase/saleNumber of securitiesPrice per unitCommonPurchase5675.61CommonSale-405.49CommonSale-4525.51CommonSale-8735.515CommonSale-165.5156CommonSale-325.5165CommonSale-255.5188CommonSale-27445.52CommonSale-245.5203CommonSale-2005.5225CommonSale-205.5248CommonSale-11435.525CommonSale-655.5258CommonSale-275.5281CommonSale-1005.5289CommonSale-195.5296CommonSale-205.5297CommonSale-545.5298CommonSale-40225.53CommonSale-595.5302CommonSale-645.5305CommonSale-265.5314CommonSale-1005.5315CommonSale-1005.5325CommonSale-175.5328CommonSale-215.5339CommonSale-185.5342CommonSale-285.5343CommonSale-175.5346CommonSale-255.5347CommonSale-195.5349CommonSale-32115.535CommonSale-355.5351CommonSale-505.5352CommonSale-235.5353CommonSale-245.5354CommonSale-335.5356CommonSale-1175.5358CommonSale-215.536CommonSale-955.5361CommonSale-285.5362CommonSale-315.5363CommonSale-335.5365CommonSale-285.5367CommonSale-345.5368CommonSale-235.5372CommonSale-335.5373CommonSale-235.5375CommonSale-175.5376CommonSale-275.538CommonSale-455.5381CommonSale-285.5382CommonSale-155.5383CommonSale-605.5384CommonSale-225.5385CommonSale-285.5386CommonSale-315.5388CommonSale-315.5392CommonSale-535.5394CommonSale-225.5395CommonSale-225.5398CommonSale-355.5399CommonSale-23395.54CommonSale-225.5409CommonSale-655.5419CommonSale-355.5446CommonSale-345.5448CommonSale-335.5449CommonSale-5305.545CommonSale-365.5451CommonSale-325.549CommonSale-1005.5496CommonSale-47905.55CommonSale-395.5504CommonSale-165.5516CommonSale-1005.5526CommonSale-935.5532CommonSale-265.5534CommonSale-225.5541CommonSale-375.5542CommonSale-225.5544CommonSale-835.5547CommonSale-365.5548CommonSale-13745.555CommonSale-385.5585CommonSale-17145.56CommonSale-1005.5603CommonSale-405.5604CommonSale-355.5639CommonSale-525.564CommonSale-1315.5641CommonSale-265.5642CommonSale-1005.5646CommonSale-355.5648CommonSale-425.5649CommonSale-11655.565CommonSale-255.5651CommonSale-345.5656CommonSale-295.5657CommonSale-395.5663CommonSale-405.5666CommonSale-375.5669CommonSale-425.5681CommonSale-1005.5685CommonSale-395.5698CommonSale-36045.57CommonSale-455.5703CommonSale-405.5712CommonSale-395.5713CommonSale-1005.5714CommonSale-415.5724CommonSale-405.5727CommonSale-465.5729CommonSale-385.5737CommonSale-425.5738CommonSale-1845.575CommonSale-1195.5759CommonSale-585.5767CommonSale-495.5769CommonSale-125.58CommonSale-1005.5831CommonSale-7485.585CommonSale-415.5864CommonSale-2005.5876CommonSale-35195.59CommonSale-2975.5911CommonSale-1005.5931CommonSale-2195.5943CommonSale-14685.595CommonSale-975.599CommonSale-865.5999CommonSale-8495.6CommonSale-1005.6001CommonSale-1005.6034CommonSale-4095.605CommonSale-100185.61(b) Cash-settled derivative transactionsClass of relevant securityCommonProduct descriptione.g. CFDCFDNature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short positionreducing long positionNumber of reference securities35,000Price per unit5.549(c) Stock-settled derivative transactions (including options)(i) Writing, selling, purchasing or varyingClass of relevant securitye.g. American, European etc.Product description e.g. call optionWriting, purchasing, selling, varying etc.Number of securities to which option relatesExercise price per unitTypeExpiry dateOption money paid/ received per unit(ii) ExerciseClass of relevant securityProduct descriptione.g. call optionExercising/ exercised againstNumber of securitiesExercise price per unit(d) Other dealings (including subscribing for new securities)Class of relevant securityNature of dealinge.g. subscription, conversionDetailsPrice per unit (if applicable)4. OTHER INFORMATION(a) Indemnity and other dealing arrangementsDetails of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"(b) Agreements, arrangements or understandings relating to options or derivativesDetails of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none"(c) AttachmentsIs a Supplemental Form 8 (Open Positions) attached?YESDate of disclosure:20/08/2025Contact name:Thomas WynnTelephone number:1-845-499-0841Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0) 20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.SUPPLEMENTAL FORM 8 (OPEN POSITIONS)DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.Note 5(i) on Rule 8 of the Takeover Code (the "Code")1. KEY INFORMATIONFull name of person making disclosure:Walleye Capital LLCName of offeror/offeree in relation to whose relevant securities the disclosure relates:American Axle & Manufacturing Holdings Inc2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)Class of relevant securityProduct description e.g. call optionWritten or purchasedNumber of securities to which option or derivative relatesExercise price per unitTypeExpiry datee.g. American, European etc.Commonput optionPurchased16,8003American10/17/2025Commoncall optionPurchased25,4005American10/17/2025Commoncall optionPurchased1006American10/17/2025Commoncall optionPurchased1006American1/16/2026Commoncall optionPurchased31,1005American4/17/2026Commoncall optionPurchased5,00010American7/17/2026Commoncall optionSold64,5004American10/17/2025Commonput optionSold2004American10/17/2025Commoncall optionSold20,7005American10/17/2025Commonput optionSold13,0005American10/17/2025Commoncall optionSold50,1005American1/16/2026Commonput optionSold3005American1/16/2026Commoncall optionSold152,3006American1/16/2026Commoncall optionSold94,9005American7/17/20263. AGREEMENTS TO PURCHASE OR SELL ETC.Full details should be given so that the nature of the interest or position can be fully understood:It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.The currency of all prices and other monetary amounts should be stated.The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0) 20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. 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