REG - Barclays PLC Alphawave IP Group - Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC

RNS Number : 4719A Barclays PLC 23 September 2025 FORM 8.5 (EPT/NON-RI)PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY ANEXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS(OR WHERE RI STATUS IS NOT APPLICABLE)Rule 8.5 of the Takeover Code (the "Code")1.KEY INFORMATION(a)Name of exempt principal trader:BARCLAYS CAPITAL SECURITIES LTD(b)Name of offeror/offeree in relation to whoseALPHAWAVE IP GROUP PLCrelevant securities this form relates:(c)Name of the party to the offer with which exemptALPHAWAVE IP GROUP PLCprincipal trader is connected(d)Date position held/dealing undertaken:22 Sep 2025(e)In addition to the company in 1(b) above, is the exempt principalYES:trader making disclosures in respect of any other party to the offer?AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM INCORPORATED)2.POSITIONS OF THE EXEMPT PRINCIPAL TRADER(a)Interests and short positions in the relevant securities of the offeror or offereeto which the disclosure relates following the dealing (if any)Class of relevant security:1p ordinaryInterestsShort PositionsNumber(%)Number(%)(1)Relevant securities ownedand/or controlled:21,289,8942.71%4,786,0210.61%(2)Cash-settled derivatives:and/or controlled:2,864,2290.36%21,050,8142.67%(3)Stock-settled derivatives (including options)and agreements to purchase/sell:00.00%00.00%TOTAL:24,154,1233.07%25,836,8353.28%Class of relevant security:Senior unsecured convertible bondInterestsShort PositionsNumber(%)Number(%)(1)Relevant securities ownedand/or controlled:3,200,0002.13%00.00%(2)Cash-settled derivatives:and/or controlled:00.00%00.00%(3)Stock-settled derivatives (including options)and agreements to purchase/sell:00.00%00.00%TOTAL:3,200,0002.13%00.00%(b)Rights to subscribe for new securities (including directors and other executiveoptions)Class of relevant security in relation towhich subscription right existsDetails, including nature of the rightsconcerned and relevant percentages:3.DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER(a)Purchases and salesClass of relevantPurchase/saleTotal number ofHighest price per unitLowest price per unitsecuritysecuritiespaid/receivedpaid/received1p ordinaryPurchase974,2761.9180 GBP1.8990 GBP1p ordinarySale485,9781.9099 GBP1.9010 GBPSenior unsecured convertible bondSale1,000,000161.0000 USD161.0000 USD(b)Cash-settled derivative transactionsClass ofProductNature of dealingNumber ofPrice perrelevantdescriptionreferenceunitsecuritysecurities1p ordinarySWAPDecreasing Short6,5851.9047 GBP1p ordinarySWAPDecreasing Short4,5571.9040 GBP1p ordinarySWAPDecreasing Short32,0471.9044 GBP1p ordinarySWAPDecreasing Short11,5991.9050 GBP1p ordinarySWAPDecreasing Short611.9063 GBP1p ordinarySWAPDecreasing Short2481.9065 GBP1p ordinarySWAPDecreasing Short7231.9070 GBP1p ordinarySWAPDecreasing Short11.9099 GBP1p ordinarySWAPDecreasing Short125,0131.8869 GBP1p ordinarySWAPIncreasing Short125,0131.8885 USD1p ordinarySWAPIncreasing Short3,8151.8990 GBP1p ordinarySWAPIncreasing Short2831.9017 GBP1p ordinarySWAPIncreasing Short1,2301.9027 GBP1p ordinarySWAPIncreasing Short2,8631.9040 GBP1p ordinarySWAPIncreasing Short3,4921.9042 GBP1p ordinarySWAPIncreasing Short28,2811.9044 GBP1p ordinarySWAPIncreasing Short28,8061.9045 GBP1p ordinarySWAPIncreasing Short78,3111.9050 GBP1p ordinarySWAPIncreasing Short75,2791.9052 GBP1p ordinarySWAPIncreasing Short1,0041.9053 GBP1p ordinarySWAPIncreasing Short3671.9059 GBP1p ordinarySWAPIncreasing Short39,2481.9069 GBP1p ordinarySWAPIncreasing Short10,4411.9078 GBP1p ordinarySWAPIncreasing Short3,7741.9090 GBP1p ordinarySWAPIncreasing Short2621.9170 GBP1p ordinarySWAPIncreasing Short64,3761.9180 GBP1p ordinarySWAPIncreasing Short221.9230 GBP1p ordinaryCFDIncreasing Short4,7231.9065 GBP(c)Stock-settled derivative transactions (including options)(i)Writing, selling, purchasing or varyingClassProductWriting,NumberExerciseTypeExpiryOptionofdescriptionpurchasing,ofpricedatemoneyrelevantselling,securitiesper unitpaid/securityvarying etcto whichreceivedoptionper unitrelates(ii)ExercisingClass of relevantProduct descriptionExercising/ exercised againstNumber ofExercise price persecuritysecuritiesunit(d)Other dealings (including subscribing for new securities)Class of relevantNature of DealingsDetailsPrice per unit (ifsecurityapplicable)4.OTHER INFORMATION(a)Indemnity and other dealings arrangementsDetails of any indemnity or option arrangement, or any agreement or understanding,formal or informal, relating to relevant securities which may be an inducement to dealor refrain from dealing entered into by the exempt principal trader making the disclosure and any partyto the offer or any person acting in concert with a party to the offer:NONE(b)Agreements, arrangements or understandings relating to options or derivativesDetails of any agreement, arrangement or understanding, formal or informal, betweenthe exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or(ii) the voting rights of future acquisition or disposal of any relevant securities to whichany derivative is referenced:NONE(c)AttachmentsIs a Supplemental Form 8 (Open Positions) attached?NODate of disclosure:23 Sep 2025Contact name:Large Holdings Regulatory OperationsTelephone number:020 3134 7213This information is provided by RNS, the news service of the London Stock Exchange. 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