
Capital One Executives Engage in Significant Stock Transactions

Reporter NameDean LiaRelationshipPres, Banking & Prem. Products, 10% OwnerTypeSellAmount$713,132SEC FilingForm 4Dean Lia, President of Banking & Premium Products at Capital One Financial Corp and a 10% owner, sold 3,269 shares of common stock on December 1, 2025, at a price of $218.15 per share, totaling $713,132. Following the transaction, Lia directly owns 69,855 shares of Capital One. The sale was executed under a trading plan established on August 14, 2025, in compliance with Rule 10b5-1.SEC Filing: CAPITAL ONE FINANCIAL CORP [ COF ] - Form 4 - Dec. 03, 2025
| Reporter Name | Dean Lia |
| Relationship | Pres, Banking & Prem. Products, 10% Owner |
| Type | Sell |
| Amount | $713,132 |
| SEC Filing | Form 4 |
Dean Lia, President of Banking & Premium Products at Capital One Financial Corp and a 10% owner, sold 3,269 shares of common stock on December 1, 2025, at a price of $218.15 per share, totaling $713,132. Following the transaction, Lia directly owns 69,855 shares of Capital One. The sale was executed under a trading plan established on August 14, 2025, in compliance with Rule 10b5-1.
SEC Filing: CAPITAL ONE FINANCIAL CORP [ COF ] - Form 4 - Dec. 03, 2025

