Capital One Executives Engage in Significant Stock Transactions

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2025.12.03 23:20
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Reporter NameDean LiaRelationshipPres, Banking & Prem. Products, 10% OwnerTypeSellAmount$713,132SEC FilingForm 4Dean Lia, President of Banking & Premium Products at Capital One Financial Corp and a 10% owner, sold 3,269 shares of common stock on December 1, 2025, at a price of $218.15 per share, totaling $713,132. Following the transaction, Lia directly owns 69,855 shares of Capital One. The sale was executed under a trading plan established on August 14, 2025, in compliance with Rule 10b5-1.SEC Filing: CAPITAL ONE FINANCIAL CORP [ COF ] - Form 4 - Dec. 03, 2025

Reporter NameDean Lia
RelationshipPres, Banking & Prem. Products, 10% Owner
TypeSell
Amount$713,132
SEC FilingForm 4

Dean Lia, President of Banking & Premium Products at Capital One Financial Corp and a 10% owner, sold 3,269 shares of common stock on December 1, 2025, at a price of $218.15 per share, totaling $713,132. Following the transaction, Lia directly owns 69,855 shares of Capital One. The sale was executed under a trading plan established on August 14, 2025, in compliance with Rule 10b5-1.

SEC Filing: CAPITAL ONE FINANCIAL CORP [ COF ] - Form 4 - Dec. 03, 2025