uSMART Capital, LLC has been officially approved for a Finra brokerage license in the US.
Source uSMART
uSMART Capital, LLC Officially Approved for US Finra Broker License
Hong Kong, February 7, 2025 - (Asia Pacific Business Wire) - As we enter the Year of the Snake, uSMART Securities first extends New Year greetings to all media friends, wishing everyone good fortune, smooth sailing, and smiles every day in the Year of the Snake! uSMART Securities Limited (hereinafter referred to as "uSMART Securities/the Company") is pleased to announce that its wholly-owned subsidiary, uSMART Capital, LLC, has been approved as a certified member of the Financial Industry Regulatory Authority (FINRA) (Central Registration Depository Number CRD: 329365), officially becoming a licensed securities company in the US and registered as a licensed entity regulated by the US Securities and Exchange Commission (SEC) (SEC Number: 8-71200). This important milestone marks a significant advancement in uSMART Group's strategic global financial market layout and further strengthens the Company's international competitiveness in wealth management and securities trading. As uSMART Group's key business platform in the US market, uSMART Capital, upon obtaining the FINRA license, will be able to provide customers with compliant, secure, and efficient securities trading and investment services. This approval not only highlights uSMART Group's strong capabilities in fintech and global business expansion but also lays a solid foundation for the Company's future sustainable development in the US market. Strategically invested by Chow Tai Fook Holdings, uSMART Securities is a leading technology-driven Hong Kong-based securities firm established in 2018. Over the past seven years, with outstanding strategic planning and innovation capabilities, it has been committed to deeply integrating technology and finance, with business covering securities, asset management, wealth management, and other fields. It has exclusively developed the financial securities trading platforms uSMART HK APP and uSMART SG APP for global investors, provided by uSMART Securities (Hong Kong) and uSMART Securities (Singapore), respectively. The Group's APP supports diversified investment and trading services, including Hong Kong stocks, US stocks, A-shares (Stock Connect), Singapore stocks, Japanese stocks, UK stocks, US stock options, ETFs, funds, bonds, asset management, structured notes, futures, cryptocurrencies, precious metals, gold, and forex. Additionally, it offers customized services for ultra-high-net-worth individuals, families, and enterprises, creating comprehensive and integrated asset management solutions.
Last year, uSMART Group further expanded its global presence by establishing an office in the US. We are committed to seeking more stable investment returns for customers through diversified and globalized asset allocation across different markets, meeting their long-term wealth growth and inheritance needs, and ensuring wealth preservation and appreciation.
Looking ahead, uSMART Group will continue to prioritize customer-centric innovation and service upgrades, persistently reducing investment costs for global clients, including zero commission for US stocks, zero commission for US stock options, and zero commission, zero platform fees, and zero custody fees for monthly US and Hong Kong stock investments, optimizing trading experiences, and creating more value and opportunities for global investors. Together with our clients, we aim to expand into more markets and become a top-tier global financial services platform.
Media Enquiries:
Carrie Wong
The copyright of this article belongs to the original author/organization.
The views expressed herein are solely those of the author and do not reflect the stance of the platform. The content is intended for investment reference purposes only and shall not be considered as investment advice. Please contact us if you have any questions or suggestions regarding the content services provided by the platform.
