
REG - BkofA Merrill Lynch American Axle & Mfg. - Form 8.3- American Axle & Manufacturing Holdings

Bank of America Merrill Lynch disclosed its positions in American Axle & Manufacturing Holdings, revealing interests and short positions in relevant securities. The disclosure includes detailed information on securities owned, cash-settled derivatives, and stock-settled derivatives. Additionally, it lists numerous purchases and sales of USD 0.01 common securities, with specific quantities and prices per unit. This is part of a public opening position disclosure under Rule 8.3 of the Takeover Code.
RNS Number : 9041J Bank of America Merrill Lynch 02 December 2025
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
- 1.
- KEY INFORMATION
| Bank of America Corporation |
| |
| AMERICAN AXLE & MANUFACTURING HOLDINGS INC |
| |
| 01/12/2025 |
| YES If YES, specify which: (DOWLAIS GROUP PLC) |
- 2.
- POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
- (a)
- Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | USD 0.01 common | |||
Interests | Short Positions | |||
Number | % | Number | % | |
| 1,751,081 | 1.475% | 2,991,752 | 2.521% |
| 2,860,981 | 2.410% | 1,072,941 | 0.904% |
| 0 | 0.000% | 0 | 0.000% |
TOTAL: | 4,612,062 | 3.886% | 4,064,693 | 3.424% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
- (b)
- Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | N/A |
Details, including nature of the rights concerned and relevant percentages: | N/A |
- 3.
- DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
- (a)
- Purchases and sales
Class of relevant security | Purchase/sale | Number of securities | Price per unit |
USD 0.01 common | Purchase | 101 | 6.43 USD |
USD 0.01 common | Purchase | 59 | 6.435255 USD |
USD 0.01 common | Purchase | 881 | 6.44 USD |
USD 0.01 common | Purchase | 293 | 6.45 USD |
USD 0.01 common | Purchase | 72 | 6.450417 USD |
USD 0.01 common | Purchase | 68 | 6.461177 USD |
USD 0.01 common | Purchase | 25 | 6.4684 USD |
USD 0.01 common | Purchase | 428 | 6.47 USD |
USD 0.01 common | Purchase | 18 | 6.470556 USD |
USD 0.01 common | Purchase | 26 | 6.471539 USD |
USD 0.01 common | Purchase | 31 | 6.473226 USD |
USD 0.01 common | Purchase | 20 | 6.475 USD |
USD 0.01 common | Purchase | 22 | 6.47591 USD |
USD 0.01 common | Purchase | 23 | 6.476957 USD |
USD 0.01 common | Purchase | 17 | 6.477648 USD |
USD 0.01 common | Purchase | 49 | 6.479592 USD |
USD 0.01 common | Purchase | 241 | 6.48 USD |
USD 0.01 common | Purchase | 16 | 6.480625 USD |
USD 0.01 common | Purchase | 54 | 6.482778 USD |
USD 0.01 common | Purchase | 20 | 6.483 USD |
USD 0.01 common | Purchase | 24 | 6.483334 USD |
USD 0.01 common | Purchase | 25 | 6.4836 USD |
USD 0.01 common | Purchase | 24 | 6.484167 USD |
USD 0.01 common | Purchase | 56 | 6.484822 USD |
USD 0.01 common | Purchase | 146 | 6.485 USD |
USD 0.01 common | Purchase | 100 | 6.4851 USD |
USD 0.01 common | Purchase | 21 | 6.485239 USD |
USD 0.01 common | Purchase | 49 | 6.488572 USD |
USD 0.01 common | Purchase | 22 | 6.488637 USD |
USD 0.01 common | Purchase | 100 | 6.4896 USD |
USD 0.01 common | Purchase | 87 | 6.489656 USD |
USD 0.01 common | Purchase | 100 | 6.4899 USD |
USD 0.01 common | Purchase | 488 | 6.49 USD |
USD 0.01 common | Purchase | 24 | 6.490417 USD |
USD 0.01 common | Purchase | 28 | 6.491072 USD |
USD 0.01 common | Purchase | 29 | 6.491725 USD |
USD 0.01 common | Purchase | 100 | 6.4919 USD |
USD 0.01 common | Purchase | 100 | 6.4926 USD |
USD 0.01 common | Purchase | 100 | 6.4942 USD |
USD 0.01 common | Purchase | 200 | 6.4947 USD |
USD 0.01 common | Purchase | 204 | 6.495 USD |
USD 0.01 common | Purchase | 100 | 6.4952 USD |
USD 0.01 common | Purchase | 57 | 6.495264 USD |
USD 0.01 common | Purchase | 65 | 6.497077 USD |
USD 0.01 common | Purchase | 23 | 6.497392 USD |
USD 0.01 common | Purchase | 100 | 6.4978 USD |
USD 0.01 common | Purchase | 73 | 6.498083 USD |
USD 0.01 common | Purchase | 29 | 6.498276 USD |
USD 0.01 common | Purchase | 71 | 6.498733 USD |
USD 0.01 common | Purchase | 26 | 6.5 USD |
USD 0.01 common | Purchase | 80 | 6.5005 USD |
USD 0.01 common | Purchase | 100 | 6.5006 USD |
USD 0.01 common | Purchase | 23 | 6.501305 USD |
USD 0.01 common | Purchase | 26 | 6.501539 USD |
USD 0.01 common | Purchase | 64 | 6.50375 USD |
USD 0.01 common | Purchase | 96 | 6.5075 USD |
USD 0.01 common | Purchase | 23 | 6.508696 USD |
USD 0.01 common | Purchase | 28 | 6.509286 USD |
USD 0.01 common | Purchase | 76 | 6.509737 USD |
USD 0.01 common | Purchase | 679 | 6.51 USD |
USD 0.01 common | Purchase | 200 | 6.5113 USD |
USD 0.01 common | Purchase | 22 | 6.511819 USD |
USD 0.01 common | Purchase | 51 | 6.511961 USD |
USD 0.01 common | Purchase | 96 | 6.512813 USD |
USD 0.01 common | Purchase | 92 | 6.513805 USD |
USD 0.01 common | Purchase | 22 | 6.514091 USD |
USD 0.01 common | Purchase | 21 | 6.514762 USD |
USD 0.01 common | Purchase | 100 | 6.5149 USD |
USD 0.01 common | Purchase | 516 | 6.515 USD |
USD 0.01 common | Purchase | 38 | 6.515264 USD |
USD 0.01 common | Purchase | 100 | 6.5154 USD |
USD 0.01 common | Purchase | 200 | 6.5162 USD |
USD 0.01 common | Purchase | 1,130 | 6.52 USD |
USD 0.01 common | Purchase | 200 | 6.5202 USD |
USD 0.01 common | Purchase | 49 | 6.521429 USD |
USD 0.01 common | Purchase | 35 | 6.522572 USD |
USD 0.01 common | Purchase | 46 | 6.523696 USD |
USD 0.01 common | Purchase | 36 | 6.524167 USD |
USD 0.01 common | Purchase | 25 | 6.5244 USD |
USD 0.01 common | Purchase | 36 | 6.524445 USD |
USD 0.01 common | Purchase | 46 | 6.524566 USD |
USD 0.01 common | Purchase | 906 | 6.525 USD |
USD 0.01 common | Purchase | 33 | 6.525152 USD |
USD 0.01 common | Purchase | 27 | 6.525186 USD |
USD 0.01 common | Purchase | 21 | 6.525239 USD |
USD 0.01 common | Purchase | 32 | 6.525625 USD |
USD 0.01 common | Purchase | 10 | 6.526 USD |
USD 0.01 common | Purchase | 41 | 6.526342 USD |
USD 0.01 common | Purchase | 46 | 6.52674 USD |
USD 0.01 common | Purchase | 33 | 6.527273 USD |
USD 0.01 common | Purchase | 26 | 6.527308 USD |
USD 0.01 common | Purchase | 215 | 6.53 USD |
USD 0.01 common | Purchase | 45 | 6.530889 USD |
USD 0.01 common | Purchase | 46 | 6.539566 USD |
USD 0.01 common | Purchase | 134 | 6.54 USD |
USD 0.01 common | Purchase | 56 | 6.541429 USD |
USD 0.01 common | Purchase | 23 | 6.548261 USD |
USD 0.01 common | Purchase | 32 | 6.549688 USD |
USD 0.01 common | Purchase | 12 | 6.55 USD |
USD 0.01 common | Purchase | 41 | 6.550488 USD |
USD 0.01 common | Purchase | 27 | 6.550741 USD |
USD 0.01 common | Purchase | 46 | 6.551305 USD |
USD 0.01 common | Purchase | 55 | 6.552182 USD |
USD 0.01 common | Purchase | 52 | 6.554424 USD |
USD 0.01 common | Purchase | 31 | 6.554517 USD |
USD 0.01 common | Purchase | 33 | 6.554546 USD |
USD 0.01 common | Purchase | 24 | 6.554584 USD |
USD 0.01 common | Purchase | 30 | 6.554667 USD |
USD 0.01 common | Purchase | 76 | 6.557764 USD |
USD 0.01 common | Purchase | 4 | 6.56 USD |
USD 0.01 common | Purchase | 40 | 6.563 USD |
USD 0.01 common | Purchase | 35 | 6.569429 USD |
USD 0.01 common | Purchase | 76 | 6.569737 USD |
USD 0.01 common | Purchase | 15 | 6.57 USD |
USD 0.01 common | Purchase | 39 | 6.571283 USD |
USD 0.01 common | Purchase | 4 | 6.58 USD |
USD 0.01 common | Purchase | 60 | 6.583834 USD |
USD 0.01 common | Purchase | 40 | 6.58875 USD |
USD 0.01 common | Purchase | 500 | 6.59 USD |
USD 0.01 common | Purchase | 49 | 6.594694 USD |
USD 0.01 common | Purchase | 70 | 6.599858 USD |
USD 0.01 common | Purchase | 7 | 6.57 USD |
USD 0.01 common | Purchase | 107 | 6.555 USD |
USD 0.01 common | Purchase | 142 | 6.498662 USD |
USD 0.01 common | Purchase | 185 | 6.55 USD |
USD 0.01 common | Purchase | 2,088 | 6.44 USD |
USD 0.01 common | Purchase | 20 | 6.545 USD |
USD 0.01 common | Purchase | 25 | 6.4757 USD |
Class of relevant security | Purchase/sale | Number of securities | Price per unit |
USD 0.01 common | Sale | 3 | 6.44 USD |
USD 0.01 common | Sale | 3 | 6.45 USD |
USD 0.01 common | Sale | 3 | 6.49 USD |
USD 0.01 common | Sale | 3 | 6.5 USD |
USD 0.01 common | Sale | 22 | 6.51 USD |
USD 0.01 common | Sale | 21 | 6.52 USD |
USD 0.01 common | Sale | 35 | 6.53 USD |
USD 0.01 common | Sale | 15 | 6.57 USD |
USD 0.01 common | Sale | 3,267 | 6.50666 USD |
USD 0.01 common | Sale | 2,031 | 6.44 USD |
USD 0.01 common | Sale | 2 | 6.43 USD |
USD 0.01 common | Sale | 1 | 6.42 USD |
- (b)
- Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.01 common | Swaps - Equity Swaps | Increasing a Short Position | 142 | 6.498962 USD |
USD 0.01 common | Swaps - Equity Swaps | Reducing a Short Position | 3,215 | 6.506360 USD |
USD 0.01 common | Swaps - Equity Swaps | Reducing a Short Position | 52 | 6.506360 USD |
- (c)
- Stock-settled derivative transactions (including options)
- (i)
- Writing, selling, purchasing or varying
Class of relevant security | N/A |
Product description e.g. call option | N/A |
Writing, purchasing, selling, varying etc. | N/A |
Number of securities to which option relates | N/A |
Exercise price per unit | N/A |
Type e.g. American, European etc. | N/A |
Expiry date | N/A |
Option money paid/ received per unit | N/A |
- (ii)
- Exercise
Class of relevant security | N/A |
Product description e.g. call option | N/A |
Exercising/ exercised against | N/A |
Number of securities | N/A |
Exercise Price per unit | N/A |
- (d)
- Other dealings (including subscribing for new securities)
Class of relevant security | N/A |
Nature of dealing e.g. subscription, conversion | N/A |
Details | N/A |
Price per unit (if applicable) | N/A |
- 4.
- OTHER INFORMATION
- (a)
- Indemnity and other dealing arrangements
- Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any partyto the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no suchagreements, arrangements or understandings, state "none"
- None
- (b)
- Agreements, arrangements or understandings relating to options or derivatives
- Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or(ii) the voting rights or future acquisition or disposal of any relevant securities to whichany derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
- None
- (c)
- Attachments
- Is a Supplemental Form 8 (Open Positions) attached?
- No
Date of disclosure: | 02/12/2025 |
Contact name: | Kamil Dziedzic |
Telephone number: | +353 86 168 4821 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
disclosure requirements on +44 (0) 20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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