<p><strong>贝克顿、迪金森公司同意支付 1.75 亿美元民事罚款</strong></p>
<p>美国证券交易委员会周一宣布，已与贝克顿、迪金森公司（BDX，简称 BD）达成和解，因其多次误导投资者关于其阿拉里斯输液泵持续销售的风险，并因未记录修复多项软件缺陷的成本而夸大收入。BD 同意支付 1.75 亿美元的民事罚款。</p>
<p><strong>阅读更多：‘神秘无人机’ 目击事件引发调查，政治家回应：‘击落它们，’ 特朗普说</strong></p>
<p>“BD 多次向投资者描绘了其阿拉里斯输液泵的误导性图景，并在 2019 年底设备问题与 FDA 达到高潮时选择让他们保持在黑暗中，” 证券交易委员会执法部代理主任 <strong>Sanjay Wadhwa</strong> 表示。</p>
<p>“上市公司有基本责任准确披露重大商业风险，并应当预期在这方面失职时被追究责任，” Wadhwa 补充道。</p>
<p>证券交易委员会的命令发现，BD 违反了联邦证券法的反欺诈、报告、内部会计控制、账簿和记录以及披露控制条款。BD 同意停止进一步违反这些条款，并保留一名独立合规顾问来审查并提出关于其披露控制和程序的建议，并支付 1.75 亿美元的民事罚款，但不承认或否认证券交易委员会的调查结果。</p>
<p><strong>Express 未能披露首席执行官的全部薪酬</strong></p>
<p>证券交易委员会周二宣布，已与时尚零售商 <strong>Express, Inc.</strong>（EXPRQ）达成和解，因其未能披露支付给现已离职首席执行官的薪酬，Express 同意接受停止和撤销命令，但不承认或否认证券交易委员会的调查结果。</p>
<p>根据证券交易委员会的命令，Express 未能披露 2019、2020 和 2021 财政年度提供给其首席执行官的价值 979,269 美元的福利和个人利益。因此，Express 在其首席执行官的薪酬中低估了 “所有其他补偿” 部分，平均低估了 94%。该公司今年早些时候申请了第 11 章破产。</p>
<p>“上市公司有责任遵守关于首席执行官薪酬的披露义务，包括福利和个人利益，以便投资者能够做出明智的投资决策，” 执法部代理主任 <strong>Sanjay Wadhwa</strong> 表示。</p>
<p>“在这里，尽管 Express 未能履行其义务，但委员会决定不对其施加民事罚款，部分原因是该公司的自我报告、与工作人员调查的合作以及补救措施，” Wadhwa 补充道。</p>
<p><strong>阅读下一篇：</strong></p>
<ul>
<li><strong>‘圣诞老人提前来了’ 但美联储明年带来 ‘煤炭’：专家对利率削减和 2025 年预测进行评估</strong></li>
</ul>
<p><em>图片来源：Yildiray Yücel Kamanmaz 来自 Pixabay</em></p>

碧迪医疗

<p>碧迪医疗同意支付 100 万美元的民事罚款，因为美国证券交易委员会（SEC）发现其在关于 Alaris 输液泵的风险方面误导了投资者，并且由于未记录软件修复成本而夸大了收入。同时，Express, Inc.因未披露其前首席执行官的 1269 美元高管福利而达成和解，这导致其三年内的薪酬被低估了 94%。由于 Express 的合作和补救措施，SEC 没有对其处以罚款</p>

<p><strong>Becton, Dickinson And Co. Agrees To Pay $175 Million Civil Penalty</strong></p>
<div class="lb-trans"><p><strong>贝克顿、迪金森公司同意支付 1.75 亿美元民事罚款</strong></p>
</div><p>The Securities and Exchange Commission on Monday announced it had settled charges against <strong>Becton, Dickinson and Company</strong> BDX, known as BD, for repeatedly misleading investors about risks associated with its continued sales of its Alaris infusion pump and for overstating its income by failing to record the costs of fixing multiple software flaws with the pump. BD agreed to pay a $175 million civil penalty.</p>
<div class="lb-trans"><p>美国证券交易委员会周一宣布，已与贝克顿、迪金森公司（BDX，简称 BD）达成和解，因其多次误导投资者关于其阿拉里斯输液泵持续销售的风险，并因未记录修复多项软件缺陷的成本而夸大收入。BD 同意支付 1.75 亿美元的民事罚款。</p>
</div><p><strong>Read More:</strong> <strong>‘Mystery Drone’ Sightings Spark Investigations, Politicians Respond: ‘Shoot Them Down,’ Trump Says</strong></p>
<div class="lb-trans"><p><strong>阅读更多：‘神秘无人机’ 目击事件引发调查，政治家回应：‘击落它们，’ 特朗普说</strong></p>
</div><p>&#34;BD repeatedly painted a misleading picture of its Alaris infusion pump for investors and then doubled down by keeping them in the dark when the device's issues came to a head with the FDA in late 2019,&#34; said <strong>Sanjay Wadhwa</strong>, Acting Director of the SEC's Division of Enforcement.</p>
<div class="lb-trans"><p>“BD 多次向投资者描绘了其阿拉里斯输液泵的误导性图景，并在 2019 年底设备问题与 FDA 达到高潮时选择让他们保持在黑暗中，” 证券交易委员会执法部代理主任 <strong>Sanjay Wadhwa</strong> 表示。</p>
</div><p>&#34;Public companies have a fundamental duty to accurately disclose material business risks and should expect to be held accountable when they fall short in that regard,&#34; Wadhwa added.</p>
<div class="lb-trans"><p>“上市公司有基本责任准确披露重大商业风险，并应当预期在这方面失职时被追究责任，” Wadhwa 补充道。</p>
</div><p>The SEC's order finds that BD violated antifraud, reporting, internal accounting controls, books and records and disclosure controls provisions of the federal securities laws. BD agreed to cease and desist from further violations of these provisions, to retain an independent compliance consultant to review and make recommendations concerning its disclosure controls and procedures and to the $175 million civil penalty, without admitting or denying the SEC's findings.</p>
<div class="lb-trans"><p>证券交易委员会的命令发现，BD 违反了联邦证券法的反欺诈、报告、内部会计控制、账簿和记录以及披露控制条款。BD 同意停止进一步违反这些条款，并保留一名独立合规顾问来审查并提出关于其披露控制和程序的建议，并支付 1.75 亿美元的民事罚款，但不承认或否认证券交易委员会的调查结果。</p>
</div><p><strong>Express Fails To Disclose CEO's Full Executive Compensation</strong></p>
<div class="lb-trans"><p><strong>Express 未能披露首席执行官的全部薪酬</strong></p>
</div><p>The SEC announced on Tuesday that it has settled charges against fashion retailer <strong>Express, Inc.</strong> EXPRQ for failing to disclose executive compensation it paid to its now former CEO with Express agreeing to a cease-and-desist order, without admitting or denying the SEC's findings.</p>
<div class="lb-trans"><p>证券交易委员会周二宣布，已与时尚零售商 <strong>Express, Inc.</strong>（EXPRQ）达成和解，因其未能披露支付给现已离职首席执行官的薪酬，Express 同意接受停止和撤销命令，但不承认或否认证券交易委员会的调查结果。</p>
</div><p>According to the SEC's order, Express failed to disclose $979,269 worth of perks and personal benefits provided to its CEO for fiscal years 2019, 2020, and 2021. As a result, Express understated the &#34;All Other Compensation&#34; portion of its CEO's compensation by an average of 94% over the three years. The company filed for Chapter 11 bankruptcy earlier this year.</p>
<div class="lb-trans"><p>根据证券交易委员会的命令，Express 未能披露 2019、2020 和 2021 财政年度提供给其首席执行官的价值 979,269 美元的福利和个人利益。因此，Express 在其首席执行官的薪酬中低估了 “所有其他补偿” 部分，平均低估了 94%。该公司今年早些时候申请了第 11 章破产。</p>
</div><p>&#34;Public companies have a duty to comply with their disclosure obligations regarding executive compensation, including perks and personal benefits, so that investors can make educated investment decisions,&#34; said <strong>Sanjay Wadhwa</strong>, Acting Director of the SEC's Division of Enforcement.</p>
<div class="lb-trans"><p>“上市公司有责任遵守关于首席执行官薪酬的披露义务，包括福利和个人利益，以便投资者能够做出明智的投资决策，” 执法部代理主任 <strong>Sanjay Wadhwa</strong> 表示。</p>
</div><p>&#34;Here, although Express fell short in carrying out its obligation, the Commission declined to impose a civil penalty based, in part, on the company's self-report, cooperation with the staff's investigation, and remedial efforts,&#34; Wadhwa added.</p>
<div class="lb-trans"><p>“在这里，尽管 Express 未能履行其义务，但委员会决定不对其施加民事罚款，部分原因是该公司的自我报告、与工作人员调查的合作以及补救措施，” Wadhwa 补充道。</p>
</div><p><strong>Read Next:</strong></p>
<div class="lb-trans"><p><strong>阅读下一篇：</strong></p>
</div><ul>
<li><strong>‘Santa Came Early’ But Fed Brings ‘Coal Next Year’: Experts Weigh In On Interest Rate Cut, 2025 Projections</strong></li>
</ul>
<div class="lb-trans"><ul>
<li><strong>‘圣诞老人提前来了’ 但美联储明年带来 ‘煤炭’：专家对利率削减和 2025 年预测进行评估</strong></li>
</ul>
</div><p><em>Image: Yildiray Yücel Kamanmaz from Pixabay</em></p>
<div class="lb-trans"><p><em>图片来源：Yildiray Yücel Kamanmaz 来自 Pixabay</em></p>
</div>

Financial Crime Weekly: Becton, Dickinson And Co. Pays $175 Million Penalty, Express Fails To Disclose CEO's Full Compensation

Benzinga

金融犯罪周报：碧迪医疗支付 1.75 亿美元罚款，Express 未能披露首席执行官的全部薪酬