<p><em>威廉姆斯将担任南区第六委员会成员</em></p>
<p>, /PRNewswire/ -- Prospera Financial Services, Inc.（&#34;Prospera&#34;），一家支持全国独立顾问网络的精品财富管理公司，宣布其总裁兼首席运营官塔拉·威廉姆斯（Tarah Williams）已当选为金融行业监管局（FINRA）南区第六委员会的三年任期成员。</p>
<p>FINRA 举行了年度选举，其董事会（FINRA Board）任命了几位个人填补小型公司咨询委员会、区域委员会和国家裁决委员会（NAC）的空缺。威廉姆斯是当选南区第六委员会的两位成员之一。</p>
<p>&#34;我很荣幸能在 FINRA 区域委员会任职，并为当今不断发展的财富管理格局贡献新的视角，&#34;威廉姆斯说。&#34;我期待支持开放的对话，以帮助加强我们的行业和指导它的监管框架。&#34;</p>
<p>FINRA 委员会与组织就规则提案、监管倡议和行业问题进行互动。这使 FINRA 能够更好地理解、适应并支持行业。</p>
<p>Prospera 通过 2.5:1 的顾问与总部办公室比例承诺以及优先考虑顾问反馈的领导力，有效地平衡了复杂性和个性化客户关怀。该公司管理的资产超过 280 亿美元。</p>
<p><strong>关于 Prospera Financial Services</strong></p>
<p>Prospera Financial Services 成立于 1982 年，是 FINRA 和 SIPC 的成员，并注册为投资顾问，提供只有一些全国最大经纪交易商才能提供的灵活性和资源。Prospera 总部位于德克萨斯州达拉斯，曾在 2009 年、2010 年、2012 年、2014 年、2015 年、2018 年和 2019 年被《投资顾问杂志》评选为年度经纪交易商。Prospera 是财富管理行业奖项的八次获奖者和 12 次决赛入围者，以及四次 ThinkAdvisor Luminaries 奖的获奖者。该公司支持全国独立金融顾问。有关 Prospera 的更多信息，请访问 <strong>www.joinprospera.com</strong>。</p>
<p>通过 Prospera Financial Services 提供的证券和咨询服务，成员 FINRA，SIPC。</p>
<p><strong>媒体联系人</strong></p>
<p>唐纳德·C·卡特（Donald C. Cutler）或洛琳·岳（Lorene Yue）</p>
<p>Haven Tower Group LLC</p>
<p>424 317 4864 或 424 317 4854</p>
<p><strong>[email protected]</strong> 或 <strong>[email protected]</strong></p>
<p>来源：Prospera Financial Services</p>
<p><img src="https://imageproxy.pbkrs.com/https://rt.prnewswire.com/rt.gif/query-RGF0ZUlkPTIwMjYwMTI3Jk5ld3NJdGVtSWQ9REE3MTAxNSZUcmFuc21pc3Npb25fSWQ9MjAyNjAxMjcwNjAwUFJfTkVXU19VU1BSX19fX19EQTcxMDE1?x-oss-process=image/auto-orient,1/interlace,1/resize,w_1440,h_1440/quality,q_95/format,jpg" alt="" original-src="https://imageproxy.pbkrs.com/https://rt.prnewswire.com/rt.gif/query-RGF0ZUlkPTIwMjYwMTI3Jk5ld3NJdGVtSWQ9REE3MTAxNSZUcmFuc21pc3Npb25fSWQ9MjAyNjAxMjcwNjAwUFJfTkVXU19VU1BSX19fX19EQTcxMDE1"/></p>

<p>Prospera Financial Services 宣布其总裁兼首席运营官 Tarah Williams 被选为 FINRA 南区第六委员会的三年任期成员。Williams 旨在为该委员会带来新的视角，该委员会与 FINRA 就监管倡议和行业问题进行互动。Prospera 是一家管理资产超过 280 亿美元的财富管理公司，强调顾问与总部之间的良好比例，并优先考虑顾问的反馈。该公司成立于 1982 年，因其服务获得了多个行业奖项</p>

<p><em>Williams to Serve on South Region District 6 Committee</em></p>
<div class="lb-trans"><p><em>威廉姆斯将担任南区第六委员会成员</em></p>
</div><p>, /PRNewswire/ -- Prospera Financial Services, Inc. (&#34;Prospera&#34;), a boutique wealth management firm supporting a nationwide network of independent advisors, announced that its President and COO, Tarah Williams, has been elected to a three-year term on the Financial Industry Regulatory Authority (FINRA) South Region District 6 Committee.</p>
<div class="lb-trans"><p>, /PRNewswire/ -- Prospera Financial Services, Inc.（&#34;Prospera&#34;），一家支持全国独立顾问网络的精品财富管理公司，宣布其总裁兼首席运营官塔拉·威廉姆斯（Tarah Williams）已当选为金融行业监管局（FINRA）南区第六委员会的三年任期成员。</p>
</div><p>FINRA held its annual elections and its Board of Governors (FINRA Board) appointed several individuals to fill vacancies on the Small Firm Advisory Committee, Regional Committees and the National Adjudicatory Council (NAC). Williams was one of two individuals elected to the South Region District 6 Committee.</p>
<div class="lb-trans"><p>FINRA 举行了年度选举，其董事会（FINRA Board）任命了几位个人填补小型公司咨询委员会、区域委员会和国家裁决委员会（NAC）的空缺。威廉姆斯是当选南区第六委员会的两位成员之一。</p>
</div><p>&#34;I'm honored to serve on a FINRA Regional Committee and contribute a fresh perspective shaped by today's evolving wealth management landscape,&#34; Williams said. &#34;I look forward to supporting open dialogue that helps strengthen our industry and the regulatory framework that guides it.&#34;</p>
<div class="lb-trans"><p>&#34;我很荣幸能在 FINRA 区域委员会任职，并为当今不断发展的财富管理格局贡献新的视角，&#34;威廉姆斯说。&#34;我期待支持开放的对话，以帮助加强我们的行业和指导它的监管框架。&#34;</p>
</div><p>FINRA committees engage with the organization on rule proposals, regulatory initiatives and industry issues. This allows FINRA to better understand, adapt and support the industry.</p>
<div class="lb-trans"><p>FINRA 委员会与组织就规则提案、监管倡议和行业问题进行互动。这使 FINRA 能够更好地理解、适应并支持行业。</p>
</div><p>Prospera effectively balances sophistication and individualized client care through a 2.5:1 advisor-to-home-office ratio commitment and leadership that prioritizes advisor feedback. The firm has more than $28 billion in assets under management.</p>
<div class="lb-trans"><p>Prospera 通过 2.5:1 的顾问与总部办公室比例承诺以及优先考虑顾问反馈的领导力，有效地平衡了复杂性和个性化客户关怀。该公司管理的资产超过 280 亿美元。</p>
</div><p><strong>About Prospera Financial Services</strong></p>
<div class="lb-trans"><p><strong>关于 Prospera Financial Services</strong></p>
</div><p>Founded in 1982, Prospera Financial Services, Member FINRA, SIPC and a registered investment advisory, offers the flexibility and resources only found at some of the nation's largest broker-dealers. Headquartered in Dallas, Texas, Prospera was named Broker-Dealer of the Year by Investment Advisor Magazine in 2009, 2010, 2012, 2014, 2015, 2018 and 2019. Prospera is an eight-time winner and 12-time finalist for Wealth Management's Industry Awards as well as a four-time ThinkAdvisor Luminaries award winner. The firm supports independent financial advisors nationwide. For more information about Prospera, visit <strong>www.joinprospera.com</strong>.</p>
<div class="lb-trans"><p>Prospera Financial Services 成立于 1982 年，是 FINRA 和 SIPC 的成员，并注册为投资顾问，提供只有一些全国最大经纪交易商才能提供的灵活性和资源。Prospera 总部位于德克萨斯州达拉斯，曾在 2009 年、2010 年、2012 年、2014 年、2015 年、2018 年和 2019 年被《投资顾问杂志》评选为年度经纪交易商。Prospera 是财富管理行业奖项的八次获奖者和 12 次决赛入围者，以及四次 ThinkAdvisor Luminaries 奖的获奖者。该公司支持全国独立金融顾问。有关 Prospera 的更多信息，请访问 <strong>www.joinprospera.com</strong>。</p>
</div><p>Securities and advisory services offered through Prospera Financial Services, member FINRA, SIPC.</p>
<div class="lb-trans"><p>通过 Prospera Financial Services 提供的证券和咨询服务，成员 FINRA，SIPC。</p>
</div><p><strong>Media Contacts</strong></p>
<div class="lb-trans"><p><strong>媒体联系人</strong></p>
</div><p>Donald C. Cutler or Lorene Yue</p>
<div class="lb-trans"><p>唐纳德·C·卡特（Donald C. Cutler）或洛琳·岳（Lorene Yue）</p>
</div><p>Haven Tower Group LLC</p>
<div class="lb-trans"><p>Haven Tower Group LLC</p>
</div><p>424 317 4864 or 424 317 4854</p>
<div class="lb-trans"><p>424 317 4864 或 424 317 4854</p>
</div><p><strong>[email protected]</strong> or <strong>[email protected]</strong></p>
<div class="lb-trans"><p><strong>[email protected]</strong> 或 <strong>[email protected]</strong></p>
</div><p>SOURCE Prospera Financial Services</p>
<div class="lb-trans"><p>来源：Prospera Financial Services</p>
</div><p><img src="https://imageproxy.pbkrs.com/https://rt.prnewswire.com/rt.gif/query-RGF0ZUlkPTIwMjYwMTI3Jk5ld3NJdGVtSWQ9REE3MTAxNSZUcmFuc21pc3Npb25fSWQ9MjAyNjAxMjcwNjAwUFJfTkVXU19VU1BSX19fX19EQTcxMDE1" alt="" original-src="https://rt.prnewswire.com/rt.gif?NewsItemId=DA71015&amp;Transmission_Id=202601270600PR_NEWS_USPR_____DA71015&amp;DateId=20260127"/></p>

Prospera Financial Services 的首席运营官 Tarah Williams 被选为 FINRA 委员会成员