Statement Field Definitions

Account Summary

It displays the account overview at the end of the statement date, the amount is converted into HKD.

Field Name	Description
Available Balance	Cash balance (or debit balance) Not including Cash Plus Not including IPO or fund subscription and other withholding funds in transit
Market Value	Total value of securities + total value of funds + total value of cash + total value of Cash Plus + total value of unsettled net interest for the current month + total value of unsettled cumulative dividends for the current month
Total Assets	Available balance + total value of securities + total value of funds + total value of Cash Plus + total value of unsettled net interest for the current month
Financing Amount	The financing amount at the end of the statement date
Initial Margin Requirement	Margin required to open a new position
Maintenance Margin Requirement	Margin required to maintain a position
Margin Call	The margin call at the end of the statement date

Balance (Details)

It displays the balance adjustment and balance details at the end of the statement date in different currencies.

Field Name	Description
Opening Balance	The balance at the end of the previous account day
Adjustment	The amount of balance adjustment on the statement date
Closing Balance	The available balance at the end of the statement date Closing balance = opening balance +adjustment Closing balance aggregated in HKD = account overview.available balance Closing balance = settled balance + unsettled balance
Settled Balance	The total of settled balance at the end of the statement date
Unsettled Balance	The total of unsettled balance at the end of the statement date
Fx Rate	Fx rate to HKD
Closing Balance (HKD)	Closing balance (HKD) = Fx rate * closing balance

Portfolio (Details)

It displays the position adjustment and position details at the end of the statement date in different investment types, markets, and currencies.

Field Name	Description
Opening Qty	The quantity held at the end of the previous account day
Adjustment	The quantity of position adjustment on the statement date
Closing Qty	The quantity held at the end of the statement date Closing qty = opening qty + adjustment
Price	It display the latest price before (and including) the statement date Stock: closing price Options: closing price Find: the net value announced by the fund company
Market Value	Market value = closing qty * price (Market value) Aggregated in HKD = account overview.market value
Maintenance Margin Ratio	The margin required to maintain a position If none, it shows N/A
Maintenance Margin	Margin required to maintain a position
Cost	Diluted cost
P/L	The profit and loss of current position

Corporate Action

It displays stocks undergoing corporate action.

Field Name	Description
Ex-date	Date of execution of corporate action
Payable Date	Estimated date of distribution of stock or cash
Stock	Stock undergoing corporate action
Description	Corporate action description
Stock Holding	Quantity of stock undergoing corporate action
Estimated Stock	Estimated stock to be distributed
Estimated Stock Quantity	Estimated number of shares to be distributed
Currency	Estimated distribution currency
Estimated Amount	Estimated distribution amount

Securities Transaction (Details)

It displays the position and balance adjustment arising from stock trading on the statement date in different markets and currencies. Statement date = trade date.

Field Name	Description
Trade Date	The date on which the order was actually completed
Sett. Date	Settlement date of the Exchange
Ref.	Reference number
B/S	Transaction direction
Description	Explanation of adjustment in positions and balance Stock code + stock name
Quantity	The total of the actual transaction quantity
Price	Price = Gross Amount / Quantity
Gross Amount	The total of the actual transaction amount
Net Amount	The total of the balance adjustment arising from transactions Sell transaction = gross amount - handling fee Buy transaction = gross amount - handling fee

Options Transaction (Details)

It displays the position and balance adjustment arising from options trading on the statement date in different markets and currencies. Statement date = trade date.

Field Name	Description
Trade Date	The date on which the order was actually completed
Sett. Date	Settlement date of the Exchange
Ref.	Reference number
B/S	Transaction direction
Description	Explanation of adjustment in positions and balance Options code + Options name
Quantity	The total of the actual transaction quantity
Price	Price = Gross Amount/Quantity
Gross Amount	The total of the actual transaction amount
Net Amount	The total of the balance adjustment arising from transactions Sell transaction = gross amount - handling fee Buy transaction = gross amount - handling fee

IPO Subscription (Details)

It displays the balance adjustment arising from IPO subscription deduction in different markets. The balance adjustment is also displayed in the Miscellaneous Cash Transaction. IPO subscription deduction date = statement date.

Field Name	Description
Date	The date when the subscription is officially reported to HKEX and its payment is deducted
Description	Explanation of adjustment in positions and balance Stock code + stock name
Subscription Method	The method of IPO subscription
Amount	The amount of IPO subscription
Quantity	The quantity of IPO subscription

Fund Transaction (Details)

It displays fund transaction orders in different fund types and currencies. The balance and position adjustment is also displayed in Miscellaneous Cash Transaction and Miscellaneous Portfolio Transaction. Confirmation date = statement date.

Field Name	Description
Creation Date	The date of applying to buy or sell funds
Confirmation Date	The date of balance and position adjustment If the settlement of funds and positions are not on the same day, the date of settlement of funds shall be taken
Ref.	Reference number
Description	Explanation of adjustment in positions and balance Fund code + fund name
B/S	Transaction direction
Quantity	Quantity of position adjustment
Traded Price	Traded price = quantity / amount
Amount	The amount of balance adjustment

Miscellaneous Cash Transaction

Balance adjustment except stock trading and options trading, Transaction date = statement date.

Field Name	Description
Transaction Date	The date of balance adjustment
Type	The type of balance adjustment
Currency	The currency of balance adjustment
Amount	The amount of balance adjustment
Remarks	Remarks

Miscellaneous Portfolio Transaction

Position adjustment except stock trading and options trading, Transaction date = statement date.

Field Name	Description
Transaction Date	The date of position adjustment
Type	The type of position adjustment
Description	The currency of position adjustment
Quantity	The amount of position adjustment
Remarks	Remarks

On Hold Cash Details

It displays the on hold cash details at the end of the statement date in different currencies.

Field Name	Description
Transaction Date	The starting date of cash on hold
Currency	The currency of on hold cash
Expiry Date	The expiry date of on hold cash
Remarks	Remarks
Amount	The amount of on hold cash

On Hold Position Details

It displays the on hold position details at the end of the statement date in different investment types and markets.

Field Name	Description
Transaction Date	The starting date of position on hold
Description	Product code and name
Expiry Date	The expiry date of on hold position
Remarks	Remarks
Quantity	The quantity of on hold position

Financing Interest

The financing interest that has not been collected for the month up to the statement date.

Field Name	Description
Month	The month of the statement
Currency	The currency of financing interest
Financing Interest Rate	Financing interest rate of the statement date
Accrued Interest(Interest Remission)	Accrued interest after deducting the interest remission from the interest waiver coupons as of the statement date. Interest remission amount is shown in the brackets.

Portfolio Fee

The portfolio fee that has not been collected for the month up to the statement date.

Field Name	Description
Month	The month of the statement
Currency	The currency of portfolio fee
Portfolio Fee Rate	Portfolio fee rate of the statement date
Accrued Interest	The portfolio fee that has not been collected for the month up to the statement date