Guidance On Transfer-In Stocks From Interactive Brokers (Including Tiger Securities And Snowball Securities)

The process of transferring stocks from Interactive Brokers (IB) to Longbridge Securities mainly includes two steps:

• Notify Long Bridge HK Limited to transfer shares
• Notify Interactive Brokers (IB) to transfer out stocks (the process of transferring Hong Kong stocks and U.S. stocks is different)

Tips:

1.The transfer of stocks between different brokerage firms is limited to the transfer of accounts with the same name

2.Transfer-in stock fees: Long Bridge HK Limited does not charge fees, and transfer-out securities firms charge fees

3.Time to transfer stocks: it depends on the securities firm that transfers out. Once the other securities firm transfers the stocks, it will be deposited into your Longbridge account within 1-2 working days.

4.Interactive Brokers’ Hong Kong stock transfer and U.S. stock transfer processes are different, please pay attention to the distinction process. This operation procedure is only limited to individual accounts under Interactive Brokers. If it is Snowball Securities, follow this procedure;If you are a user of Tiger Securities, it is recommended to contact the customer service of the outbound brokerage to consult and confirm the operation process.

Notify Long Bridge HK Limited to transfer into stocks

1.Application entrance

Operation path: Open the Longbridge App, click「Protfolio」-「Transfer」-「Apply Stocks Transfer-In」

If you have already deposited funds, click「Protfolio」-「More」-「Transfer」-「Apply Stocks Transfer-In」

2.Fill in the transfer information

The transfer-out brokerage chooses "Interactive Brokers Hong Kong Ltd", fill in the account name, account number, and click "Next" to fill in the stock information

Confirm to fill in the information and submit the transfer application

Notify Interactive Brokers (IB) to transfer out Hong Kong stocks

Note: This operation procedure is only limited to individual accounts under Interactive Brokers. If it is Snowball Securities, follow this procedure;If you are a user of Tiger Securities, it is recommended to contact the customer service of the outbound brokerage to consult and confirm the operation process.

1.Log in to the IB website

Link: https://www.interactivebrokers.com.hk/cn/home.php

Submit stock transfer instruction (Hong Kong stocks)

2.1 Path

Click「Transfer and Payment」=>「Transfer Position」=>「Transfer Out」=>「Basic FOP Transfer」

2.2 Transfer-In brokerage information

• Financial institution: Long Bridge HK Limited
• The account number of you or your broker at the above financial institution: B02195+ your longbridge account number (beginning with H), such as: B02195+H1234567
• Account name: your account name (English)
• Contact name: Settlement Team
• Contact number: (+852) 3585 8944 / (+852) 3585 8915
• Contact email: settlement@longbridge.hk
• Click to view:Transfer In Stock Details

After completing the above process, please wait patiently. The brokerage firms of both parties will contact each other. Once it is confirmed that there is no problem, the transfer of stocks can begin.

Note: Please refer to the actual display for the required confirmation information. The information in the guide above is only an example of operation.

Notify Interactive Brokers (IB) to transfer out U.S. stocks

Note: This operation procedure is only limited to individual accounts under Interactive Brokers. If it is Snowball Securities, follow this procedure;If you are a user of Tiger Securities, it is recommended to contact the customer service of the outbound brokerage to consult and confirm the operation process.

1.Log in to the Interactive Brokers website

Link: https://www.interactivebrokers.com.hk/cn/home.php

2.Submit the application in the Interactive Brokers website message center

1) Path: Transfer and Payment - Transfer Location - Transfer Out - "Select Region"

2) To transfer to U.S. stocks, select “All other regions” - “Global bond transfer”

3) Brokerage information required for transferring U.S. stocks:

Note: If the transferring brokerage has restrictions on the receiving account format, please fill in "U11928885" directly.

Click to view:Transfer In Stock Details

3 Fill in and submit the Authorization Form from Interactive Brokers

IB will contact you after submitting the application: Some users will be notified that they need to provide an Authorization Form. Please deal with it and submit the completed form accordingly. An example of the Authorization Form is as follows: Please see the IB contact information below:

Other:

• IB Shanghai Customer Service: +86 (21) 6086 8586 (Monday to Friday: 09:00 - 18:00) IB Hong Kong Customer Service: +852-2156-7907 (Monday to Friday: 08:00 - 17:00) For other areas, please click for details Interactive Brokers customer service
• After the operation is completed, please wait patiently. The brokerage firms of both parties will contact each other. Once it is confirmed that there is no problem, you can start the operation to transfer the stock. Under normal circumstances, the rollover can be completed 3-6 weeks after the confirmation of the rollover instruction.