Statement Field Definitions
Account Summary
It displays the account overview at the end of the statement date, the amount is converted into HKD.
| Field Name | Description |
|---|---|
| Available Balance | Cash balance (or debit balance) Not including Cash Plus Not including IPO or fund subscription and other withholding funds in transit |
| Market Value | Total value of securities + total value of funds + total value of cash + total value of Cash Plus + total value of unsettled net interest for the current month + total value of unsettled cumulative dividends for the current month |
| Total Assets | Available balance + total value of securities + total value of funds + total value of Cash Plus + total value of unsettled net interest for the current month |
| Financing Amount | The financing amount at the end of the statement date |
| Initial Margin Requirement | Margin required to open a new position |
| Maintenance Margin Requirement | Margin required to maintain a position |
| Margin Call | The margin call at the end of the statement date |
Balance (Details)
It displays the balance adjustment and balance details at the end of the statement date in different currencies.
| Field Name | Description |
|---|---|
| Opening Balance | The balance at the end of the previous account day |
| Adjustment | The amount of balance adjustment on the statement date |
| Closing Balance | The available balance at the end of the statement date Closing balance = opening balance +adjustment Closing balance aggregated in HKD = account overview.available balance Closing balance = settled balance + unsettled balance |
| Settled Balance | The total of settled balance at the end of the statement date |
| Unsettled Balance | The total of unsettled balance at the end of the statement date |
| Fx Rate | Fx rate to HKD |
| Closing Balance (HKD) | Closing balance (HKD) = Fx rate * closing balance |
Portfolio (Details)
It displays the position adjustment and position details at the end of the statement date in different investment types, markets, and currencies.
| Field Name | Description |
|---|---|
| Opening Qty | The quantity held at the end of the previous account day |
| Adjustment | The quantity of position adjustment on the statement date |
| Closing Qty | The quantity held at the end of the statement date Closing qty = opening qty + adjustment |
| Price | It display the latest price before (and including) the statement date Stock: closing price Options: closing price Find: the net value announced by the fund company |
| Market Value | Market value = closing qty * price (Market value) Aggregated in HKD = account overview.market value |
| Maintenance Margin Ratio | The margin required to maintain a position If none, it shows N/A |
| Maintenance Margin | Margin required to maintain a position |
| Cost | Diluted cost |
| P/L | The profit and loss of current position |
Corporate Action
It displays stocks undergoing corporate action.
| Field Name | Description |
|---|---|
| Ex-date | Date of execution of corporate action |
| Payable Date | Estimated date of distribution of stock or cash |
| Stock | Stock undergoing corporate action |
| Description | Corporate action description |
| Stock Holding | Quantity of stock undergoing corporate action |
| Estimated Stock | Estimated stock to be distributed |
| Estimated Stock Quantity | Estimated number of shares to be distributed |
| Currency | Estimated distribution currency |
| Estimated Amount | Estimated distribution amount |
Securities Transaction (Details)
It displays the position and balance adjustment arising from stock trading on the statement date in different markets and currencies. Statement date = trade date.
| Field Name | Description |
|---|---|
| Trade Date | The date on which the order was actually completed |
| Sett. Date | Settlement date of the Exchange |
| Ref. | Reference number |
| B/S | Transaction direction |
| Description | Explanation of adjustment in positions and balance Stock code + stock name |
| Quantity | The total of the actual transaction quantity |
| Price | Price = Gross Amount / Quantity |
| Gross Amount | The total of the actual transaction amount |
| Net Amount | The total of the balance adjustment arising from transactions Sell transaction = gross amount - handling fee Buy transaction = gross amount - handling fee |
Options Transaction (Details)
It displays the position and balance adjustment arising from options trading on the statement date in different markets and currencies. Statement date = trade date.
| Field Name | Description |
|---|---|
| Trade Date | The date on which the order was actually completed |
| Sett. Date | Settlement date of the Exchange |
| Ref. | Reference number |
| B/S | Transaction direction |
| Description | Explanation of adjustment in positions and balance Options code + Options name |
| Quantity | The total of the actual transaction quantity |
| Price | Price = Gross Amount/Quantity |
| Gross Amount | The total of the actual transaction amount |
| Net Amount | The total of the balance adjustment arising from transactions Sell transaction = gross amount - handling fee Buy transaction = gross amount - handling fee |
IPO Subscription (Details)
It displays the balance adjustment arising from IPO subscription deduction in different markets. The balance adjustment is also displayed in the Miscellaneous Cash Transaction. IPO subscription deduction date = statement date.
| Field Name | Description |
|---|---|
| Date | The date when the subscription is officially reported to HKEX and its payment is deducted |
| Description | Explanation of adjustment in positions and balance Stock code + stock name |
| Subscription Method | The method of IPO subscription |
| Amount | The amount of IPO subscription |
| Quantity | The quantity of IPO subscription |
Fund Transaction (Details)
It displays fund transaction orders in different fund types and currencies. The balance and position adjustment is also displayed in Miscellaneous Cash Transaction and Miscellaneous Portfolio Transaction. Confirmation date = statement date.
| Field Name | Description |
|---|---|
| Creation Date | The date of applying to buy or sell funds |
| Confirmation Date | The date of balance and position adjustment If the settlement of funds and positions are not on the same day, the date of settlement of funds shall be taken |
| Ref. | Reference number |
| Description | Explanation of adjustment in positions and balance Fund code + fund name |
| B/S | Transaction direction |
| Quantity | Quantity of position adjustment |
| Traded Price | Traded price = quantity / amount |
| Amount | The amount of balance adjustment |
Miscellaneous Cash Transaction
Balance adjustment except stock trading and options trading, Transaction date = statement date.
| Field Name | Description |
|---|---|
| Transaction Date | The date of balance adjustment |
| Type | The type of balance adjustment |
| Currency | The currency of balance adjustment |
| Amount | The amount of balance adjustment |
| Remarks | Remarks |
Miscellaneous Portfolio Transaction
Position adjustment except stock trading and options trading, Transaction date = statement date.
| Field Name | Description |
|---|---|
| Transaction Date | The date of position adjustment |
| Type | The type of position adjustment |
| Description | The currency of position adjustment |
| Quantity | The amount of position adjustment |
| Remarks | Remarks |
On Hold Cash Details
It displays the on hold cash details at the end of the statement date in different currencies.
| Field Name | Description |
|---|---|
| Transaction Date | The starting date of cash on hold |
| Currency | The currency of on hold cash |
| Expiry Date | The expiry date of on hold cash |
| Remarks | Remarks |
| Amount | The amount of on hold cash |
On Hold Position Details
It displays the on hold position details at the end of the statement date in different investment types and markets.
| Field Name | Description |
|---|---|
| Transaction Date | The starting date of position on hold |
| Description | Product code and name |
| Expiry Date | The expiry date of on hold position |
| Remarks | Remarks |
| Quantity | The quantity of on hold position |
Financing Interest
The financing interest that has not been collected for the month up to the statement date.
| Field Name | Description |
|---|---|
| Month | The month of the statement |
| Currency | The currency of financing interest |
| Financing Interest Rate | Financing interest rate of the statement date |
| Accrued Interest(Interest Remission) | Accrued interest after deducting the interest remission from the interest waiver coupons as of the statement date. Interest remission amount is shown in the brackets. |
Portfolio Fee
The portfolio fee that has not been collected for the month up to the statement date.
| Field Name | Description |
|---|---|
| Month | The month of the statement |
| Currency | The currency of portfolio fee |
| Portfolio Fee Rate | Portfolio fee rate of the statement date |
| Accrued Interest | The portfolio fee that has not been collected for the month up to the statement date |