Fees & Charges
This schedule outlines fees and charges that may apply to brokerage accounts offered by Longbridge Securities LLC. Regulatory, exchange, clearing, banking, and other third-party fees may be passed through to customers when applicable. Fees and rates may change.
TRADING & OPTIONS FEES
| Description | Amount |
| U.S.-listed Stock & ETF Trades (Self-directed) | $0 |
| Fractional Shares | $0 |
| Equity Options — Per Contract | $0 |
| Index Options — Per Contract | $0.50 |
| Options Exercise / Assignment | $5 |
REGULATORY / EXCHANGE FEES
| Description | Amount |
| Equity Regulatory Fees (SEC and FINRA TAF) | Current regulatory rates |
| Options Regulatory Fees (including ORF, OCC, SEC and applicable exchange fees) | Current applicable rates |
MARGIN FEES
| Description | Amount |
| Margin Interest on Debit Balances | TFF + 2.00% |
| NYSE / Regulation T Extension | $25 per item |
| Short Forced Buy-In | $25 per ticket |
ACCOUNT DOCUMENT & MAIL FEES
| Description | Amount |
| Account Opening | $0 |
| Account Maintenance | $0 |
| Account Closure | $0 |
| Return Mail | $2 per piece |
| Paper Mail Trade Confirmation | $2 per confirmation |
| Paper Mail Account Statement | $5 per statement |
| Paper Mail Prospectus — Domestic | $2.50 |
| Paper Mail Prospectus — Domestic, Per Line | $2.50 |
ACCOUNT TRANSFERS & SECURITIES PROCESSING
| Description | Amount |
| ACATS — Outgoing | $75 |
| DTC Free Delivery | $25 per security |
| DWAC | $100 per event |
| DWAC / DRS Reject | $125 |
| Non-Transferable Security | $10 per month, per security |
| Physical Certificate Request from Electronic Shares | $900 |
| Physical Trade Settlement | $300 |
| Physical Certificate Deposit — Domestic | $300 |
| Lost Certificate Replacement | 3% of certificate value; $250 minimum |
| Physical Certificate Safekeeping | $5 per month, per account, per CUSIP |
| Physical Certificate Safekeeping Withdrawal | $60 per withdrawal |
| DRS Accommodation Transfer | $115 per security |
| Transfer & Ship (T&S) Accommodation | $235 per security |
| Legal Transfer | $150 per security |
| Restricted Security Transfer | $465 per security |
| Rush T&S Premium | $350 per security |
CORPORATE ACTION FEES
| Description | Amount |
| Death Put | $100 |
| Physical Reorganization Processing | $125 plus transfer agent fees |
| Reorganization Wire — Domestic | $25 |
| Domestic Voluntary / Post-Actionable Reorganization | $50 per CUSIP, per account |
| International Voluntary / Post-Actionable Reorganization | $100 per CUSIP, per account |
CASH, ACH, WIRE & PAYMENT FEES
| Description | Amount |
| ACH Notice of Change / Correction | $5 |
| Check Copy | $15 |
| Returned ACH | $30 per return |
| Outgoing Wire — Domestic | $25 |
| Paper Check Draft / Regular Mail — Domestic | $5 |
| Real-Time Payment (RTP) Deposit | $0.50 per deposit |
| RTP Withdrawal — $15 or Less | $0.25 per withdrawal |
| RTP Withdrawal — Over $15 | $0.25 + 1.50% per withdrawal; $25 maximum |
| Returned Check / Wire or Recall (including amendment / repair) | $30 |
| Returned Unauthorized ACH | $30 per item |
| Stop Payment on Apex-Issued Check | $30 |
| Dividend Check | $5 per item |
| Description | Amount |
| U.S. Stock & ETF Market Data | $0 |
| AI Subscription — Starter | $0 |
| AI Subscription — Plus | $19.99 per month |
| AI Subscription — Pro | $49.99 per month |
| AI Subscription — Max | $99.99 per month |
| Real-Time Options Market Data | $2.99 per month; included at no additional charge with Plus, Pro and Max |
| Consolidated U.S. Market Data + NBBO | $2.99 per month; included at no additional charge with Pro and Max |
| Nasdaq TotalView + Blue Ocean Level 2 Bundle | $5.99 per month; included at no additional charge with Pro and Max |
CRYPTOCURRENCY FEES — BAKKT FINANCIAL SOLUTIONS I, LLC
| Description | Amount |
| Cryptocurrency Trading Fee | 0.75% of notional value |
| Cryptocurrency Withdrawal Fee | Applicable Bakkt withdrawal / network fee |
Notes
• Longbridge Securities LLC is an introducing broker-dealer clearing through Apex Clearing Corporation.
• Regulatory and exchange fees are assessed at then-current rates.
• Certain fees apply only when a customer requests a particular service or when a specific event occurs.
• Fully Paid Securities Lending compensation is addressed in the applicable FPSL agreement and disclosures and is not presented as a customer fee in this schedule.
• Cryptocurrency services are provided through Bakkt Financial Solutions I, LLC. Cryptocurrency is not a security, is not held at Apex, and is not protected by SIPC.
