Important Notice on Account Opening Disclosures
Brokerage accounts are opened through the Longbridge mobile application. Disclosures, agreements, and risk documents required by Apex Clearing Corporation and Bakkt Financial Solutions I, LLC are presented within the Longbridge platform in the form supplied by those providers.
Brokerage Account Disclosures (Longbridge)
- Customer Identification Program (CIP) Disclosure
- Margin Disclosure Statement
- Day Trading Risk Disclosure
- Uncovered Option Writers Risk Disclosure
- Extended Hours Trading Disclosure
- Payment for Order Flow Disclosure
- SIPC Coverage Disclosure
- Fractional Shares Disclosure
- Penny Stock Disclosure
Order Routing Disclosure – SEC Rule 606(a) & 606(b)
- APEX Clearing Corporation routes all customer orders placed through the Longbridge platform.
- Quarterly SEC Rule 606(a) reports are publicly available through the FINRA 606-NMS repository https://www.finra.org/finra-data/606-nms-data
- Customer-specific SEC Rule 606(b) routing information is available upon request by emailing support@longbridge.com.
APEX Brokerage Agreements & Disclosures
- APEX Customer Account Agreement
- APEX Margin Agreement
- APEX Options Agreement
- Options Disclosure Document (ODD)
- APEX FDIC-Insured Sweep Program Terms and Conditions
- APEX FDIC-Insured Sweep Program Participating Bank List
- APEX Fully-Paid Master Securities Lending Agreement
- APEX Fully-Paid Securities Lending Risk Disclosure
- APEX Fully-Paid Securities Trust Agreement
- APEX Class Action Service Summary
- APEX Customer Information Brochure
- APEX Statement of Financial Condition
- APEX Market Volatility
Crypto Trading Disclosures (Bakkt)
Privacy, Electronic Delivery & Data Policies
- Privacy & Information Security Policy (Reg S-P Notice)
- Cookies & Tracking Policy
- Google reCAPTCHA Disclosure